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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

COBS 3.4 Retail clients

As Published: 2017

COBS 3.4 Retail clients

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID