Search Result

361 - 380 of 1708 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

SYSC 20.2 Reverse stress testing requirements

As Published: 2018

SYSC 20.2 Reverse stress testing requirements

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups