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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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LR 1.4 Miscellaneous

LR 9.3 Continuing obligations: holders

LR 7.2 The Listing and Premium Listing Principles

SYSC 13.9 Outsourcing

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 6.1 Publicity during FCA investigations

DTR 5.4 Aggregation of managed holdings

COLL 6.2 Dealing

LR 2.2 Requirements for all securities

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation