Search Result

201 - 220 of 1503 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

SYSC 5.2

As Published: 2015

SYSC 5.2

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements