Search Result

941 - 960 of 1653 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

CONC 3.7A Financial promotions and communications: P2P agreements

As Published: 2016

CONC 3.7A Financial promotions and communications: P2P agreements

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose