Search Result

141 - 160 of 1659 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

COND 1.1A Application

As Published: 2013

COND 1.1A Application

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose