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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

DTR 3.1

As Published: 2005

DTR 3.1

BIPRU 5.8 Maturity mismatches

As Published: 2007

BIPRU 5.8 Maturity mismatches

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

LR 12.1 Application

As Published: 2005

LR 12.1 Application