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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

EG 2.2 Case selection and referral criteria

PERG 4.12 Appointed representatives

SUP 11.8 Changes in the circumstances of existing controllers

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DEPP 2.4 Third party rights and access to FCA material

REC 4.2B Exercise of passport rights by a UK RIE

EG 12.1 The FCA’s general approach

FIT 2.1 Honesty, integrity and reputation

SYSC 22.6 Giving and updating references: additional rules and guidance

REC 2.14 Rules and consultation

COLL 6.2 Dealing

DISP 1.3 Complaints handling rules

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

MAR 10.3 Position management controls

SUP 15A.1 Application and notifications under EMIR

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SYSC 22.8 Policies and appointed representatives

TC App 6.1 Accredited bodies