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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading