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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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Similar To

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

COND 2.3 Effective supervision

COLL 4.2 Pre-sale notifications

COND 2.5 Suitability

BIPRU 8.5 Basis of consolidation

SUP 9.1 Application and purpose

BIPRU 12.8 Cross-border and intra-group management of liquidity

FEES 6.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy