Search Result

101 - 120 of 1542 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

PERG 13.2 General

As Published: 2011

PERG 13.2 General

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

REC 1.1 Application

As Published: 2005

REC 1.1 Application

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator