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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

COLL 7.1 Introduction

PERG 13.3 Investment Services and Activities

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COLL 5.1 Introduction

PERG 13.5 Exemptions from MiFID

EG 2.4 Case selection: Unauthorised business

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

SUP 8.8 Revoking waivers

FIT 2.3 Financial soundness

EG 7.5 Payment of financial penalties

SUP 13.10 Applicable provisions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

GEN 1.2 Referring to approval by the FCA

PERG 1.1 Application and purpose

APER 2.1A The Statements of Principle

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral