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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

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