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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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SYSC 4.9

As Published: 2015

SYSC 4.9

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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