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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements