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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

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COLL 11.2 Approval of a feeder UCITS

LR 3.3 Shares

REC 2A.4 Power and procedure for RAP penalties and censures

CASS 7.11 Treatment of client money

IFPRU 11.4 Information for resolution plans

FEES 13.1 Application and purpose

REC 2.16B Operation of a data reporting service

PERG 13.1 Introduction

LR 19.4 Continuing obligations

SYSC 8.1 General outsourcing requirements

IFPRU 4.6 Internal ratings based approach: probability of default

CASS 11.11 Records, accounts and reconciliations

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation