Search Result

341 - 360 of 804 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

REC 1.1 Application

As Published: 2005

REC 1.1 Application

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

SYSC 4.8

As Published: 2015

SYSC 4.8

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources