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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.7

As Published: 2015

SYSC 4.7

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees