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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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Similar To

SUP 10C.12 Conditional and time-limited approvals

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

REC 2A.4 Power and procedure for RAP penalties and censures

EG 7.2 Alternatives to sanctions

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

SUP 14.1 Application and purpose

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COND 2.7 Business model

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

SUP 16.3 General provisions on reporting

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

EG 12.1 The FCA’s general approach

PERG 4.11 Link between activities and the United Kingdom

MAR 9.3 Notification and information

SUP 5.5 Duties of firms

DEPP 6.2 Deciding whether to take action

DISP App 1.1 Introduction

DEPP 6.6 Financial penalties for late and incomplete submission of reports

SUP 13A.3 Qualifications for authorisation under the Act

REC 5.2 Application process