Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

…

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 13.6 CRD IV

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

EG 19.32 The Payment Accounts Regulations 2015

REC 3.15 Suspension of services and inability to operate facilities

LR 2.1 Preliminary

EG 19.30 The Mortgage Credit Directive Order

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

REC 1.2 Purpose, status and quotations, notes or references

COBS 3.4 Retail clients

PR 1.1 Preliminary

CASS 5.1 Application

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SUP 10A.7 FCA required functions

FEES 13.2 The IML levy

DTR 5.4 Aggregation of managed holdings

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

REC 4.6 The section 296 power to give directions

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

LR 9.2 Requirements with continuing application