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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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SYSC 4.6

As Published: 2015

SYSC 4.6

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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