Search Result

801 - 820 of 1731 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

LR App 2.1

As Published: 2005

LR App 2.1

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose