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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

MCOB 3A.3 Other general requirements for financial promotions

As Published: 2015

MCOB 3A.3 Other general requirements for financial promotions

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

TC App 5.1

As Published: 2010

TC App 5.1

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose