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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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