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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

REC 3.23 Default

As Published: 2011

REC 3.23 Default

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SYSC 4.9

As Published: 2015

SYSC 4.9

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

DISP App 3.7A Approach to redress at step 2

As Published: 2017

DISP App 3.7A Approach to redress at step 2