Search Result

81 - 100 of 1281 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process