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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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PR App 1.1

As Published: 2005

PR App 1.1

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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CONC 7.12 Lenders’ responsibilities in relation to debt

As Published: 2014

CONC 7.12 Lenders’ responsibilities in relation to debt

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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