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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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CASS 5.8 Safe keeping of client's documents and other assets

SUP 12.1 Application and purpose

REC 2.4A Management body

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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MIPRU 4.2BA Securitisation

MCOB 9.5 Disclosure at the offer stage for equity release transactions

INSPRU 3.1 Market risk in insurance

SUP 16.24 Retirement income data reporting

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

DTR 6.2 Filing information and use of language

CASS 1A.3 Responsibility for CASS operational oversight

PR 5.6 Miscellaneous

DTR 2.2 Disclosure of inside information

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products