Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.14 Products, services and normal hours of operation

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

REC 2.13 Promotion and maintenance of standards

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

EG 7.3 FCA’s statements of policy

SYSC 19A.1 General application and purpose

DEPP 4.2 Urgent statutory notice cases

SUP 16.18 AIFMD reporting

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

DTR 4.2 Half-yearly financial reports

SUP 5.5 Duties of firms

BIPRU 2.2 Internal capital adequacy standards

SYSC 19B.1 Application

REC 2.14 Rules and consultation

PERG 8.17 Financial promotions concerning agreements for qualifying credit

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 16.22 Reporting under the Payment Accounts Regulations

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

REC 3.15 Suspension of services and inability to operate facilities