Search Result

941 - 960 of 1712 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership