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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

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PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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