Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

…

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 2.4 Link between activities and the United Kingdom

CASS 8.3 Records and internal controls

FEES 6.2 Exemption

BIPRU 13.2 Unusual Transactions

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

PERG 16.2 What types of funds and businesses are caught?

ICOBS 6.4 Pre- and post-contract information: protection policies

MAR 1.10 Statutory exceptions

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

CONC 3.3 The clear fair and not misleading rule and general requirements

SUP 10A.16 How to apply for approval and give notifications

SUP 4.2 Purpose

COLL 3.2 The instrument constituting the fund

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

REC 6.3 Recognition requirements

PERG 12.1 Background

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974