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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

REC 4.2C Control over a UK RIE

PERG 8.3 Financial promotion

SUP 3.8 Rights and duties of auditors

MAR 10.5 Other reporting, notifications and information requirements

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

SUP 10A.10 Customer-dealing functions

MCOB 5.4 Information on regulated mortgage contracts: general

LR 11.1 Related party transactions

BIPRU 9.6 Implicit support

DEPP 8.2 Use of the own-initiative variation of approval power: general

LR 1.4 Miscellaneous

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 4.8 The section 298 procedure

MAR 5.6 Reporting requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy