Search Result

481 - 500 of 1165 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

MCOB 7.4 Mortgages: disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Mortgages: disclosure at the start of the contract

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus