Search Result

341 - 360 of 1654 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages