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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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