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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

…

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

…

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

…

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

…

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

…

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

…

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

…

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

…

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

…

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

…

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