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SUP 10A.8 Systems and controls functions
As Published: 2013
SUP 10A.8 Systems and controls functions
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CASS 11.7 Selecting an approved bank at which to hold client money
As Published: 2014
CASS 11.7 Selecting an approved bank at which to hold client money
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CASS 7.12 Organisational requirements: client money
As Published: 2017
CASS 7.12 Organisational requirements: client money
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PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’
As Published: 2018
PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’
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COBS 13.5 Preparing product information: other projections
As Published: 2007
COBS 13.5 Preparing product information: other projections
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DISP 1.5 Complaints resolved by close of the third business day
As Published: 2002
DISP 1.5 Complaints resolved by close of the third business day
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COBS 5.1 The distance marketing disclosure rules
As Published: 2007
COBS 5.1 The distance marketing disclosure rules
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