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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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LR 15.2 Requirements for listing

LR 3.4 Debt and other securities

LR 5.2 Cancelling listing

LR 5.4A Transfer between listing categories

RCB 3.5 Other notifications

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

COND 2.5 Suitability

SYSC 5.2

PERG 8.12 Exemptions applying to all controlled activities

MCOB 4.10 Home purchase plans: sales standards

SYSC 10.2 Chinese walls

SUP 16.12 Integrated Regulatory Reporting

SUP 11.9 Changes in close links

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation