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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

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