Search Result

281 - 300 of 1521 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

…

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

…

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

…

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

…

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

…

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

…

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

…

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

…

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

…

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

…

LR 19.1 Application

As Published: 2005

LR 19.1 Application

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

…

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

…

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

…

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

…