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PERG 8.31 Exclusions for advising on investments
As Published: 2007
PERG 8.31 Exclusions for advising on investments
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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)
As Published: 2007
COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)
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SUP 13.7 Changes to cross border services
As Published: 2001
SUP 13.7 Changes to cross border services
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SUP 15.3 General notification requirements
As Published: 2004
SUP 15.3 General notification requirements
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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals
As Published: 2007
COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals
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COLL 8.4 Investment and borrowing powers
As Published: 2006
COLL 8.4 Investment and borrowing powers
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LR 4.2 Contents and format of listing particulars
As Published: 2012
LR 4.2 Contents and format of listing particulars
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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs
As Published: 2010
COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs
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COBS 4.9 Financial promotions with an overseas element
As Published: 2007
COBS 4.9 Financial promotions with an overseas element
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CONC App 1.2 Total charge for credit rules for other agreements
As Published: 2015
CONC App 1.2 Total charge for credit rules for other agreements
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DTR 1.1 Application and purpose (Disclosure guidance)
As Published: 2005
DTR 1.1 Application and purpose (Disclosure guidance)
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CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit
As Published: 2015
CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit
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CONC 5A.4 Cost cap for operating an electronic system in relation to lending
As Published: 2015
CONC 5A.4 Cost cap for operating an electronic system in relation to lending
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