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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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Similar To

SUP 13A.3 Qualifications for authorisation under the Act

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

LR 8.6 Criteria for approval as a sponsor

COLL 6.12 Risk management policy and risk measurement

COBS 15.5 Special situations

SUP 13.12 Sources of further information

COLL 6.2 Dealing

PERG 13.7 The territorial application of MiFID [deleted]

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

SYSC 22.5 Giving references: additional rules and guidance for all firms

GENPRU 3.2 Third-country groups

LR 13.8 Other circulars

SUP 5.3 Policy on the use of skilled persons

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

CONC 15.1 Application

BIPRU 2.2 Internal capital adequacy standards

PERG 5.15 Illustrative tables

SYSC 4.1 General requirements

REC 3.26 Proposals to make regulatory provision