Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 4.1 Executive decision maker

SUP 10C.16 References and accurate information

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

LR 8.7 Supervision of sponsors

REC 3.26 Proposals to make regulatory provision

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 13.4 Providing cross border services into another EEA State

SUP 1A.3 The FCA's approach to supervision

EG App 3.1 The FCA

PERG 1.2 Introduction

SUP 10C.8 The other local responsibility function (SMF22)

COLL 11.6 Winding up, merger and division of master UCITS

SUP 10C.2 Purpose

DEPP 8.1 Introduction

DEPP 6.5A The five steps for penalties imposed on firms

DEPP 5.1 Settlement decision makers

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 2.5 Investments and activities: general

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary