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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

EG 16.4 The effect of a disapplication order

REC 3.7 Auditors

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

MAR 9.5 Frequently Asked Questions

LR 5.2 Cancelling listing

MCOB 4.10 Home purchase plans: sales standards

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

BIPRU 7.2 Interest rate PRR

SYSC 13.2 Purpose

REC 2.16 Complaints

PR 2.5 Omission of information

SUP 3.11 Review of auditor’s client assets report

EG 14.2 Choice of powers

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

DEPP 2.2 Warning notices and first supervisory notices

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

PERG 7.7 Post-certification issues

FEES 5.1 Application and Purpose