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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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