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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

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PERG 14.3 Activities relating to home reversion plans

PERG 14.6 Carrying on a regulated activity in the United Kingdom

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

DEPP 2.3 Decision notices and second supervisory notices

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DEPP 6.7 Discount for early settlement

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EG 8.3 Use of the own-initiative powers in urgent cases

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

EG 4.9 Involvement of FCA supervisors during the investigation phase

LR 7.1 Application and purpose

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

APER 3.3 Factors relating to Statements of Principle 5 to 7

IFPRU 3.1 Base own funds requirement

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EG 20.2 Information gathering and investigation powers

APER 1.2 Purpose

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver