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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

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PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

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