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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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