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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

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PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

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PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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MCOB 7A.5 Notification of changes resulting from auctions on the capital market

As Published: 2016

MCOB 7A.5 Notification of changes resulting from auctions on the capital market

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BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

As Published: 2016

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

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